OPEN
申慱sunbet手机版 Corp. (“申博菲律宾app” or the “Company”) is a financial services holding company headquartered in St. Louis, Missouri, that conducts its banking, securities, and financial services business through several wholly owned subsidiaries. 申博菲律宾app’s broker-dealer clients are served in the United States through 申博菲律宾app, Nicolaus & Company, Incorporated, including its Eaton Partners and Miller Buckfire business divisions, Keefe, Bruyette & Woods, Inc., and 申博菲律宾app Independent Advisors, LLC, each of which is a broker-dealer registered with the SEC and members of FINRA. 申慱sunbet手机版 Corp. has the following non-U.S. subsidiaries. In the United Kingdom, 申博菲律宾app Nicolaus Europe Limited is authorised and regulated by the Financial Conduct Authority (“FCA”) (FRN 190412) and is a member of the London Stock Exchange and also trades under the name Keefe, Bruyette & Woods Europe. In Germany, 申博菲律宾app Europe AG is regulated by the German Federal Financial Supervisory Authority (Bundesanstalt für Finanzdienstleistungsaufsicht, or BaFin). 申博菲律宾app Schweiz AG, which is a representative of 申博菲律宾app Europe AG in Switzerland, is regulated by the Eidgenössische Finanzmarktaufsicht (FINMA). 申博菲律宾app Europe AG’s Milan Branch is authorized and regulated by BaFin and supervised by CONSOB/Bank of Italy, its Paris Branch is authorized and regulated by BaFin and supervised by Autorité des marchés financiers (AMF)/Autorité de Contrôle Prudentiel (ACPR). In India, 申博菲律宾app Nicolaus India, LLP. In Canada, 申博菲律宾app Nicolaus Canada Inc. is authorized and regulated by the Canadian Investment Regulatory Organization (CIRO) and trades under the name “申博菲律宾app Canada”. The Company’s broker-dealer affiliates provide securities brokerage, investment banking, trading, investment advisory, and related financial services to individual investors, professional money managers, businesses, and municipalities. 申博菲律宾app Bank and 申博菲律宾app Bank & Trust offer a full range of consumer and commercial lending solutions. 申博菲律宾app Trust Company, N.A. and 申博菲律宾app Trust Company Delaware, N.A. offer trust and related services.
EquityCompass Investment Management, LLC, 1919 Investment Counsel, LLC, and Washington Crossing Advisors, LLC, North Atlantic Capital Management, LLC, and 申博菲律宾app Capital Management, LLC are affiliated stand-alone asset managers that provide investment management and services to institutions and individuals over a breadth of asset classes.
All electronic messages sent and received by 申博菲律宾app associates are subject to review by 申博菲律宾app. 申博菲律宾app may retain and reproduce electronic messages for national, state, federal, or other regulatory agencies as required by applicable law.
Any content in this e-mail that could be construed as market commentary or sales literature is commentary and/or strategic ideas provided to 申博菲律宾app clients, based upon information available to the general public. In the United Kingdom, this material is approved for distribution by 申博菲律宾app Nicolaus Europe Limited and is intended for use by persons who have suitable investment experience and expertise or by persons to whom it can be lawfully distributed. Such information might include excerpts, abstracts, or other summary material derived from research reports published by 申博菲律宾app and its affiliates. Readers are directed to the original research report or note to review the equity research analyst's full analysis of the subject company. This e-mail may contain links to or information from third parties. 申博菲律宾app shall not be held responsible for the content or accuracy of any third-party link or information, nor will it be held responsible for any loss or damage caused by you placing reliability on this third-party information. Although the information contained herein has been prepared from sources believed to be reliable, it is not guaranteed by 申博菲律宾app, and is not a complete summary or statement of all available data, nor is it considered an offer to buy or sell any securities referred to herein. Past performance is not indicative of future returns.
申博菲律宾app and any of its affiliates may have an interest, position, or effect transactions in any of the investments mentioned herein. Any opinions or recommendations expressed herein are solely those of the author or analyst and are subject to change without notice. Unless otherwise specifically indicated, the content of this communication is for informational purposes only and should not be regarded as an offer to sell or a solicitation of an offer to buy any securities, futures, options, loans, investment products, or other financial products or services, an official confirmation of any transaction, or an official statement of 申博菲律宾app or any of its affiliates. 申博菲律宾app is not an adviser as to legal or taxation matters in any jurisdiction, and this e-mail is not providing any such advice to the recipient.
IMPORTANT NOTICE TO CLIENTS OF U.S. STIFEL ENTITIES: Please do not use e-mail to request or authorize the purchase or sale of any security or commodity, send fund transfer instructions, or otherwise conduct any securities transactions. Any requests, orders, instructions, or time-sensitive messages sent by e-mail cannot be accepted or processed by 申博菲律宾app. 申博菲律宾app, its subsidiaries, and its affiliates cannot warrant or guarantee the accuracy of any information sent by 申博菲律宾app or its subsidiaries and affiliates through e-mail.
CONFIDENTIALITY NOTICE: This e-mail message is private, confidential property of the sender, and the materials may be privileged communications. This e-mail is intended solely for the receipt, use, benefit, and information of the intended recipient indicated above, and it may not be reproduced, retransmitted, circulated, or exploited without the express written consent of 申博菲律宾app. If you are not the intended recipient, you are hereby notified that any review, disclosure, distribution, copying, or taking of any other action in reference to the contents of this message is strictly prohibited and may result in legal liability on your part. Confidentiality is not waived by mistaken transmission. If you have received this message in error, please notify the sender immediately and delete this message from your system. Internet communications are not secure, and therefore, 申博菲律宾app and its affiliates do not accept legal responsibility for the contents of this message. We believe that this e-mail and any attachments are free of any virus or other defect that might affect any computer system in which it is received or opened; however, it is the responsibility of the recipient to ensure that this e-mail and any of its attachments are virus-free, and the sender accepts no responsibility for any loss or damage. Outgoing and incoming e-mails and their attachments may be monitored to ensure compliance with law, regulations, or internal policies.
This communication is not intended for distribution to, or use by, any person or entity in any location where such distribution or use would be contrary to law or regulation, or which would subject 申博菲律宾app or any affiliate to any registration requirement within such location. Each user of the information in this e-mail from any location does so on his or her own initiative and at his or her own risk and is responsible for compliance with all applicable local laws.
STIFEL, NICOLAUS & COMPANY, INCORPORATED
This site is published in the United States for U.S. residents only. The services offered within this site are available exclusively through our U.S. Financial Advisors. 申慱sunbet手机版 Advisors may only conduct business with residents of the states in which they are properly registered. The information on this web site is not an offer to sell or a solicitation of an offer to buy any security, nor shall any such security be offered or sold to any person in any jurisdiction in which such offer, solicitation, purchase, or sale may not lawfully be made. References to 申博菲律宾app herein may apply to parent company 申慱sunbet手机版 Corp. or any of its wholly owned subsidiaries, including 申博菲律宾app, Nicolaus & Company, Incorporated, Member NYSE, FINRA, and SIPC.